ETHICAL
NEGATIVE CRITERIA (Avoids Where Possible)
POSITIVE CRITERIA (Supports Where Relevant)
COMPANY CONTACT
nked A
oducts N/A N/A
A N/A N/A A 100% 100%
A 100% 100% A 100% 100% A 20 100% N/A
N/A N/A
100% 100% 100% 100% ETHICAL
NEGATIVE CRITERIA (Avoids Where Possible)
es that upport;
POSITIVE CRITERIA (Supports Where Relevant)
COMPANY CONTACT
y 100% 100% 100% y 27 100% 100% 100% n,p,y,z 100% p 100% 100% N/A N/A
p 28 100% 100% 100% 74%
nd is available.
100% 100% 100%
ISA = Individual Savings Account. OEIC = Open Ended Investment Company. 1 = No formal negative screening process in place, however company does not antici-
e analysed every six months by external partner for exposure to high risk issues. 2 = Only companies applying the highest industry standards may be considered for inclusion. 3 = Not inimum lump sum for ISA only. 6= Excludes unless companies manifest exceptional CSR practices. 7= Initial and annual charges shown are for Class A units and are the maximum
ox 230 holdings). Excludes Investment Trusts. 10 = Also offers Income and International funds based on the same criteria. 11 = Quarterly income distribution on Stewardship Income funds: Alliance Trust Investments Sustainable Future: UK Gth, Euro Gth, Global Gth, Absolute Gth, Mgd, Corp Bond. 16 =SFMgd - half yearly, SF Corp Bond - quarterly, all others - n/a.
anies present in Myanmar (formerly known as Burma). Companies involved with other oppressive regimes permitted but subject to additional screening. 21 = Alcohol and Tobacco pro- ods or cosmetics avoided, intensive farming avoided, companies operating in countries with oppressive regimes considered case by case. 26 = Includes following funds: Alliance Trust ny responds to engagement on this issue. 28 = Avoids companies that derive more than 10% of turnover from gambling. 29 = Alcohol and Tobacco production/sale, absolute avoid- to address responsible marketing, consumption and sale of their products. A = Life of Another. Jt = Joint. K = Keyperson. S = Single. a= Investment Bond. b= Group Personal . l = Group Money Purchase. m = Group Additional Voluntary Contribution. n = Phased Retirement Plan - Income Drawdown. p = Small Self-Administered Scheme.
March 2015
91
Alcohol production/sale Animal testing Armaments
Environmental damage Gambling services Nuclear power Oppressive regimes Pornography Tobacco production/sale
%age of investments that pass negative criteria
Alcohol production/sale Animal testing Armaments
Environmental damage Gambling services Nuclear power Oppressive regimes Pornography Tobacco production/sale
%age of investments that pass negative criteria Community involvement Employee welfare/rights Environmental management Environmental policy Environmental products Environmental reporting
Packaging reduction Sustainable forestry
%age of investments that
meet positive criteria External ethical research In-house ethical research Independent committee Dialogue with management on ethical issues Undertakes site visits Promotes company improvement Newsletter profiles co’s
%age of investments contacted in last 2 yrs
Community involvement Employee welfare/rights
Environmental management Environmental policy Environmental products Environmental reporting
Packaging reduction Sustainable forestry
%age of investments that meet positive criteria
External ethical research In-house ethical research Independent committee Dialogue with management on ethical issues Undertakes site visits Promotes company improvement Newsletter profiles co’s
%age of investments contacted in last 2 yrs
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