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Infection Control & Hospital Epidemiology


more responsive to the less accurate, but more familiar HHC rates calculated via overt observation. Another possibility is that, similar to the “unskilled and unaware” phenomenon in which individuals with the lowest levels of skill significantly over- estimate their abilities,35 hospitals with the largest discrepancies between HHC estimates from overt and covert observations may have the highest risk of patients developing HAIs. Which of these possibilities is true is currently an open question and should be addressed in future research exploring the Hawthorne effect in HHC to demonstrate the superiority of assessing HHC using overt observations, covert observations, or both. Relatedly, this research could also try to determine the influence of the Hawthorne effect relative to other potential sources of bias, such as observers ‘selectively’ observing compliance to avoid con- frontations with staff. Our study was not without limitations. First, the study was


limited to a specific region of the United States and VA hospitals. However, our results were consistent with the growing body of evidence for the Hawthorne effect in HHC. Additionally, we purposefully allowed each site to determine how they would use the feedback tool which a priori excludes generalizability. Another potential limitation was our decision to not feedback a site’s numeric HHC rate based on the new audit method. It is possible that HHC information provided in numeric form (1) may have been more widely disseminated and/or (2) may have had a stronger effect on HHC rates. Although we wanted the sites to focus on improving HHC, rather than simply striving for a target value, future research should compare the efficacy of feedback tools with and without numeric HHC rates. The current study contributes to the growing body of research highlighting that HHC rates from overt observation, which many consider the current “gold standard,” should be highly suspect. Our initial attempt at providing feedback about a site’s HHC from rapid, covert observations, which produced substantially lower estimates than those obtained from overt observation, appeared to have no impact on HHC. Despite the apparent failure of our feedback tool to improve HHC, the rates observed through the new audit method highlight that hospitals and healthcare systems should take the impact of the Hawthorne effect seriously, while researchers should continue to develop and test better ways of accurately measuring and meaningfully communicating HHC rates.


Financial support. This work was supported by Quality Enhancement Research Initiative (QUERI) Award QUE 15-269 (grant no. 1IP1HX001993) from the US Department of Veterans Affairs Health Services Research and Development Service. The contents do not represent the views of the US Department of Veterans Affairs or the US government.


Conflicts of interest. All authors report no conflicts of interest relevant to this article.


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