Insider Trading and Stock Tipping We ensure proper use and protect the confidentiality of material non-public information.


THE GE WAY


• We do not use or share material non-public information for any personal benefit.


EXAMPLES OF MATERIAL INFORMATION


• Revenue, earnings, margin, cash flow or other financial results or forecasts


• Significant lawsuits, claims, or investigations • Changes in senior leadership


• Large, transformative acquisitions, dispositions, or reorganizations • Audit results • Key drivers of business performance


YOUR ROLE


• Never buy or sell securities (such as stocks, bonds or derivatives) of GE or any other company, while you are aware of non-public information that could affect the price of those securities (insider trading).


• Do not recommend or suggest that anyone else buy or sell the securities of any company — including GE — while you have material non-public information about that company (stock tipping).


PROTECT YOURSELF & THE COMPANY / Insider Trading and Stock Tipping THE SPIRIT & THE LETTER HELP CORNER


S&L Insider Trading and Stock Tipping Policy


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• Avoid sharing non-public information with anyone outside GE unless it is necessary for GE’s business activities and proper controls are in place (such as a non-disclosure agreement with a supplier).


• Refrain from discussing non-public GE business with family and friends.


• Do not serve as an independent consultant or expert outside of GE on business matters within the scope of your GE employment.


INTEGRITY IN ACTION


Q: During a team meeting, I learned that GE is planning to acquire another company. Can I buy stock in that company before the acquisition is announced? What about buying GE stock?


A: No and no. If you learn that GE is considering buying a company or entering into a major purchase contract, assume the information is non-public until after GE or the counterparty has publicly announced the transaction and the market has had time to absorb the information.


POLICY SPOTLIGHT


GE policy establishes standards for employees and others who obtain material nonpublic


information and prohibits insider trading and stock tipping.


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