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DOMICILE ROUNDUP


Captive tax rate ALA. Code 27-31B-16 See Ark. Code Ann. § 23-63-1614.


Minimum capitalisation rate


Pure- $250,000; Association- $750,000; Industrial Insured- $500,000; Sponsored- $1,000,000


Please see Ark. Code Ann. § 23-63- 1604 and § 23-63-1605 for capital and surplus requirements.


None


Pure Captive -$250,000; Association or Industry Group - $500,000; Risk Retention Group - $500,000; Agency Captive - $500,000; Protected Cell - $500,000 and Pure Reinsurers - one- half of the above indicated amounts


Tax on direct premium: 0.380% on first $20 million; 0.285% on next $20 million; 0.190% on next $20 million; 0.072% thereafter. Premium taxes are subject to a minimum of $7,500 per year and a maximum of $200,000 per year. Tax rate on reinsurance premiums: 0.214% on first $20 million, 0.143% on next $20 million, 0.048% on next $20 million and 0.024% over $60 million


Direct premium: two-tenths of 1% with a minimum tax of $5,000 & maximum of $125,000. Assumed reinsurance: one- tenth of 1% with a minimum tax of $5,000 and a maximum of $75,000.


150% on $25 million to $50 million of direct premium


Pure captive: $250,000, associate captive $500,000, industrial insured captive: $500,000, risk retention group $1 million, sponsored captive $500,000, special purpose financial captive $250,000, sponsored captive licensed as a special purpose financial captive $500,000 and branch captive $250,000.


$250,000


Licensing fees


$200 application fee and $300 licence fee.


Original application fee is $500, Issue License fee of $300. There is also the additional cost of an actuarial review (See Rule 73). License Renewal Fee $300.


Initial License - $1,000; Examiner Revolving Fund - $100; Original Charter Documents - $75; Articles of Incorporation - $60 (payable to AZ Corporation Commission); and Captive Renewal License - $5,500.


Non-refundable application fee of $800. Additional costs associated with processing the application may be billed. Fee for initial license, $375. Annual license renewal fee: $375.


Industry sectors best represented in the domicile


Diversified N/A


Number of single- parent captives


Seven None


Number of group captives


Three None


Healthcare and Social Assistance, Construction, Finance, Insurance, Transportation and Manufacturing.


N/A


We have 74 single- parent captives


N/A


We have 18 RRGs, 2 Industry Groups and 2 Association Captives


N/A


Application fee: $200; processing fee: $3,000; and annual renewal fee of $300.


Pure: $100,000 capital and $150,000 surplus; association: $100,000 capital and $300,000 surplus; rental: $100,000 capital and $300,000 surplus; agency: $100,000 capital and $300,000 surplus; protected cells: amount to be determined by the Commissioner.


Application fee-$500; Initial license fee at time of application-$300, and Annual license renewal fee-$300;


Closely held businesses


73


22


Nursing homes and physicians. 32


36


0.25% on premiums from $0 up to $25 million; 0.15% on premiums from $25 million up to $50 million; 0.05% on premiums from $50 million up to $250 million; 0.00% on premiums of more than $250 million. No minimum premium tax. Maximum premium tax of $200,000. No taxation of captive premiums if premiums were previously subjected to tax in jurisdiction where underlying risk is located, or on reinsurance premiums assumed by captive.


Class 1 - $100,000; Class 2 - $250,000; Class 3 - $500,000; Class 4 - $1,000,000; and Class 5 - as determined by Insurance Commissioner.


Initial Incorporation Fee: $50; Annual Business Registration Fee: $15; Captive Application Fee: $1,000; Captive Annual License Fees: Class 1 and 2 - $300, Class 3 - $500 and Class 4 and 5 - $1,000


Construction / Real Estate: 55 Health Care: 28


Telecommunications & Manufacturing: 30 Retail & Other Services: 23 Financial Services: 18 Transportation / Energy: 18 A total of 172 captives


149


19


Same tax as any domestic insurer.


No less than $2 million


$7,000


N/A


One


None


2% of premiums received, subject to certain credits


Pure captive: capital - $100,000 and surplus - $150,000; Industrial Insured: capital - $200,000 and surplus - $300,000; Mutual Industrial Insured: surplus - $500,000


$500 Exam/Process and $110 Certificate of Registration


N/A


One


None


CICA | Forty years of captive leadership


89


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