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Financials


Global 500 response rate: Financials Overall:


Key Industries within the sector:


Commercial Banks (50 of 62); Diversified Financial Services (9 of 13); Insurance (19 of 24); Capital Markets (10 of 11); Real Estate Investment Trusts (3 of 5); Real Estate Management & Development (1 of 4); Thrifts & Mortgage Finance (0 of 1); Consumer Finance (3 of 3).


Largest non-respondents include: Berkshire Hathaway, Bank of China, Sberbank


Top disclosure scores Vs. top performance bands 100


Simon 95 90 85 80 75


Property Group HSBC


Royal Bank of Scotland


State Street Firstrand


Barclays d Lloyds JPMorgan Ace


Standard Chartered


B


Performance Band A-


Emissions reduction target progress 2


100 75 50 25 0 025 1 2 11


% of target period completed 50


75 Number of Financials companies


Carbon disclosure breakdown for sector Vs. Global 500 overall and CDLI


100 90 80 70 60 50 40 30 20 10 0


Emissions management


Emissions reporting


Governance & strategy


Opportunities  Financials  Overall Global 500  CDLI Risks


Stakeholder engagement


100 2 A Aviva


Goldman Sachs Deutsche Bank BNY Mellon


Tokio Marine


Munich Re Wells Fargo


Nordea


Australia and New Zealand Banking Group


Allianz Westpac Banking National Australia Bank Bank of Montreal AXA


Bank of America


UBS Swiss Re


Commonwealth Bank of Australia Morgan Stanley


Opportunities reported


• Increased investments in renewable energy projects (e.g. wind, solar plants, biomass)


• New markets for green funds, social responsible investments and ESG-related investments


• Tax incentives and opportunities for innovative financial products (e.g. leasing structure for clean technologies and mortgages for green buildings)


Risks reported


• Reputational risks resulting from inadequate management of ESG-related risks. NGOs currently campaign against financial institutions for financing carbon intensive projects (e.g. coal-fired power generation, tar sands)


11


• Uncertainty surrounding new regulations (e.g. emissions trading schemes, subsidies and feed-in-tariffs)


• Insurance companies are concerned with extreme weather conditions as these could lead to a rise in insurance claims


77% (95 of 123)


Emissions disclosure (t CO2-e) Scope 1


2,802,684 (85% disclosed) 2,043,140 Scope 2 XX,XXX,XXX Scope 3 0


2,947,241 5 million


10 million  2011  2010  2009


22,858,680 (95% disclosed) 21,856,239 (91% disclosed) 14,116,868


5,981,382 (84% disclosed) 12,867,998 (79% disclosed) 15 million 20 million 25 million 5,537,573 (92% disclosed)


Performance: percentage of respondents that implement best practices


Emissions reduction due to implementation of activities Progress toward meeting targets Disclosure of climate change information in mainstream filings or other external communications


Carbon disclosure score breakdown for Sector versus Global 500 overall and Global 500 CDLI4


Verification of emissions Monetary incentives Board or other senior management oversight Implementation of emissions reduction targets


100 80 60 40 20


Integration of climate change risks or opportunities into overall business strategy


0% 10%


 Financials  All Sectors Global 500 CDLI 20%


30%


Global 500 Overall 40% 50%


60%


Global 500 Telecommunications 70% 80% 90% 100%


% of emissions reduction target achieved


Disclosure Score


Disclosure score range


Governance Risks


Opportunities Strategy and targets Achievements Emissions trading


Emissions reporting parameters


Scopes 1, 2 & 3 reporting (inc. energy use)


Emissions intensity and history


Communications


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