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CONTENTS
Foreword by John Griffith-Jones, p4
Introduction by Martin Wheatley: Our vision for the Financial Conduct Authority (FCA), p6
Chapter 1: The creation of the FCA: Spotlight on some of our new powers, p11
Chapter 2: Protecting the perimeter, p19
Chapter 3: Ensuring firms continue to meet our standards, p25
Chapter 4: Taking action against firms that do not meet our standards, p37
Chapter 5: Building our understanding of the markets, p41
Chapter 6: Maintaining effective relationships, p49
Chapter 7: Accountability, transparency and measuring our success, p55
Annex A: Specific questions for consultation
TO
THE
Foreword by John Griffith-Jones
Introduction by Martin Wheatley: Our vision for the Financial Conduct Authority
Chapter 1: The creation of the FCA: Spotlight on some of our new powers
Chapter 2: Protecting the perimeter
Chapter 3: Ensuring firms continue to meet our standards
Chapter 4: Taking action against firms that do not meet our standards
Chapter 5: Building our understanding of the markets
Chapter 6: Maintaining effective relationships
Chapter 7: Accountability, transparency and measuring our success
Annex A: Specific questions for consultation
TO
THE
Foreword by John Griffith-Jones
Introduction by Martin Wheatley: Our vision for the Financial Conduct Authority
Chapter 1: The creation of the FCA: Spotlight on some of our new powers
Chapter 2: Protecting the perimeter
Chapter 3: Ensuring firms continue to meet our standards
Chapter 4: Taking action against firms that do not meet our standards
Chapter 5: Building our understanding of the markets
Chapter 6: Maintaining effective relationships
Chapter 7: Accountability, transparency and measuring our success
Annex A: Specific questions for consultation