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ANNEX A: SPECIFIC QUESTIONS FOR CONSULTATION

We are interested in your views on all the content contained in this document. In particular, we would like your feedback on the following items:

Competition

We have told you how we intend to fulfil our new competition objective, but we are interested to hear what you think. We want to know your views on our approach and whether you think something else may work better.

In which financial services markets do you think competition is working well in the interests of consumers and in which ones is it working poorly? What do you think the reasons are for this?

Are there markets in which you face material barriers to entry or expansion? What are the barriers? Are there any undue regulatory barriers?

Gathering and receiving information

We want to gather and receive information about what is going on in firms and the market from as wide a range of sources as possible. We want to hear your views on how this information can be best collected and provided.

How can the FCA make it easier for firms, consumers and organisations to provide information on what is going on the financial services and markets?

What can the FCA do to make you more likely to provide such information to us?


TO

THE

Foreword by John Griffith-Jones

Introduction by Martin Wheatley: Our vision for the Financial Conduct Authority

Chapter 1: The creation of the FCA: Spotlight on some of our new powers

Chapter 2: Protecting the perimeter

Chapter 3: Ensuring firms continue to meet our standards

Chapter 4: Taking action against firms that do not meet our standards

Chapter 5: Building our understanding of the markets

Chapter 6: Maintaining effective relationships

Chapter 7: Accountability, transparency and measuring our success

Annex A: Specific questions for consultation

Click HERE to give us your feedback on Annex A


TO

THE

Foreword by John Griffith-Jones

Introduction by Martin Wheatley: Our vision for the Financial Conduct Authority

Chapter 1: The creation of the FCA: Spotlight on some of our new powers

Chapter 2: Protecting the perimeter

Chapter 3: Ensuring firms continue to meet our standards

Chapter 4: Taking action against firms that do not meet our standards

Chapter 5: Building our understanding of the markets

Chapter 6: Maintaining effective relationships

Chapter 7: Accountability, transparency and measuring our success

Annex A: Specific questions for consultation

Click HERE to give us your feedback on Annex A

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