CONTENTS


Foreword by John Griffith-Jones, p4


Introduction by Martin Wheatley: Our vision for the Financial Conduct Authority (FCA), p6


Chapter 1: The creation of the FCA: Spotlight on some of our new powers, p11
Chapter 2: Protecting the perimeter, p19


Chapter 3: Ensuring firms continue to meet our standards, p25
Chapter 4: Taking action against firms that do not meet our standards, p37


Chapter 5: Building our understanding of the markets, p41


Chapter 6: Maintaining effective relationships, p49


Chapter 7: Accountability, transparency and measuring our success, p55


Annex A: Specific questions for consultation







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