ENDNOTES


1. SEC Release No. 33-9211 (May 25 2011), available at http://www.sec.gov/rules/proposed/2011/33- 9211.pdf.


2. SEC Release No. 33-8828 (August 3 2007), available at http://www.sec.gov/rules/proposed/2007/33- 8828.pdf.


3. SEC Release No. 33-9354 (April 29 2012), available at http://www.sec.gov/rules/proposed/2012/33- 9354.pdf.


4. See, e.g., Oil-N-Gas Inc. (June 8 2000) and Progressive Technology (October 11 2000).


5. Frequently Asked Questions About the Exemption from Broker-Dealer Registration in Title II of the JOBS Act (February 5 2013), available at http://www.sec.gov/divisions/marketreg/exemption- broker-dealer-registration-jobs-act-faq.htm.


JOBS Act Quick Start 43


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