Proxy
4 Includes 2,400 Class A shares and 9,228 Class B shares held with shared voting and investment power and 1,218 Class A shares with sole voting power only.
5 Shares are held with shared voting and investment power. 2. Security Ownership of Certain Beneficial Owners The following table and accompanying footnotes sets forth the persons or groups known by the Company to
be beneficial owners of more than 5% of the Company’s Common Stock as of August 24, 2011. Name and Address
of Beneficial Owners
Title of Class of Common Stock
Gamco Investors, Inc1........................................................... 1 Corporate Center Rye, NY 10580
Class A Class B
Royce & Associates, LLC2 ................................................... 1414 Avenue of the Americas New York, NY 10019
Class A Class B
Dimensional Fund Advisors LP3 .......................................... 1299 Ocean Ave. Santa Monica, CA 90401
Class A Class B
Counsel Trust Company4 ...................................................... dba Mid-Atlantic Trust Company The Times Building 336 Fourth Avenue, Suite 5 Pittsburgh, PA 15222
Class A Class B
Harold J. Bacon, Douglas A. Starrett.................................... and Francis J. O’Brien, as Trustees under The L.S. Starrett Company’s Employees Stock Ownership Plan5
Class A Class B
c/o The L.S. Starrett Company 121 Crescent Street Athol, MA 01331
* Less than one percent (1%) 1 Share information is based on information set forth in the Amendment on Schedule 13D filed by Gamco Investors, Inc. with the SEC on
2 Share information is based on information set forth in the Amendment on Schedule 13G filed by Royce & Associates, LLC with the SEC on December 31, 2011.
July 18, 2012.
3 Share information based on information set forth in the Schedule 13G filed by Dimensional Fund Advisors LP with the SEC on December 31, 2011.
4 Counsel Trust Company acts as Trustee of the Company’s 401(k) Savings Plan and in that capacity shares voting power with respect to the shares of Common Stock with and subject to direction from participants in the 401(k) Savings Plan. Counsel Trust Company disclaims beneficial ownership as to all of the shares in the 401(k) Savings Plan.
5 Harold J. Bacon, Douglas A. Starrett and Francis J. O’Brien in their capacity as Trustees under the ESOP (the “ESOP Trustees”) hold the shares with sole dispositive power subject to the terms of the ESOP. The ESOP Trustees disclaim beneficial ownership of the ESOP shares except with respect to their own vested shares in the ESOP.
Section 16(a) Beneficial Ownership Reporting Compliance
Section 16(a) of the Exchange Act requires directors and executive officers of the Company and persons who own more than 10% of any class of equity securities of the Company registered under the Exchange Act to file with
22 A19
Amount and Nature of Beneficial Ownership
887,325 -
529,400 -
497,784 -
420,357 13,770
528,317 171,026
Percent of Class
14.7% *
8.8% *
8.3% *
7.0% 1.8%
8.8% 22.4%
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