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US CAPTIVE DOMICILE ROUND-UP

STATE

NAME OF REGULATORY CONTACT

ALABAMA

Sean Duke

NAME OF CAPTIVE LEGISLATION

YEAR

LEGISLATION PASSED

Alabama Captive Insurers Act

2006

2008 Alabama Coastal Captive Insurance Company Act

RECENT AMENDMENTS

DOES STATE ALLOW CELLS?

Yes

TOTAL

NUMBER OF LICENSED CAPTIVES

3

LICENCES GRANTED IN PAST YEAR

1

CAPTIVE TAX RATE

Direct premiums: first $20 million 0.4%; next $20 million 0.3%; next $20 million 0.2%; over $60 million 0.075%. Reinsurance: first $20 million 0.225%; next $20 million 0.15%; next $20 million 0.05%; over $60 million 0.025%.

ARIZONA

Stephanie Lefkowski

Captive Insurers Act 2001

HB 2081: insurance; captive insurers; awaiting (Ch. 213) amends A.R.S.

Yes 99 7

No premium tax on Arizona domestic captives.

ARKANSAS Kimberly Johnson

Acts 2001, No. 1391, § 1

2001

2003, No. 466 (SB 424), § 1; 2005, No. 506 (SB 369), § 30, eff. 3-2-2005

COLORADO

Raymond Akers

Colorado Captive Insurance Company Act

1972 None

Yes

1

0

See AR Code Ann. 23-63-1614

No

6

0

The greater of $5,000 or one-half of 1% of the first $25 million; plus one-quarter of 1% of the next $50 million; plus one-tenth of 1% of each dollar thereafter of direct premiums collected; plus one- quarter of 1% of the first $20 million; plus one-tenth of 1% of each dollar thereafter of assumed reinsurance premiums.

CONNECTICUT Maura Welch Public Act 08-127—an Act Concerning Captive Insurance Companies

2008 None No 0 0

Tax on direct premium: 0.380% on first $20 million; 0.285% on next $20 million; 0.190% on next $20 million; 0.072% thereafter. Premium taxes are subject to a minimum of $7,500 per year and a maximum of $200,000 per year.

DELAWARE

Steve Kinion Delaware Code; Title 18, Insurance Code; Chapter 69, Captive Insurance Companies

Mid 1980s None Yes 51 8

Direct premium: two-tenths of 1% with a minimum tax of $5,000. Assumed reinsurance: one-tenth of 1% with a minimum tax of $5,000.

DISTRICT OF COLUMBIA

Dana G. Sheppard

The Captive Insurance Company Act of 2000

2000

None

Yes

107

19

0.250% on the first $25 million of direct premium; 0.015% on $25-$50 million of direct premium; 0.050% over $50 million of direct premium. For risk retention groups (RRGs) licensed as captives: 0.380% on the first $20 million of net direct premium; 0.250% on $20-$40 million of net direct premium; and 0.180% over $40 million of net direct premium.

HAWAII

George W. Sumner III

Act 253, Session Laws of Hawaii, 1986

1986

Housekeeping and clarification amendments for investments and special purpose financial captive insurance companies (SPFCIC).

ILLINOIS

Etta Mae Credi

Domestic Captive Insurance Companies— an Article in the IL Ins Code, Article VIIC

None Yes 163 4

0.25% on premiums from $0 up to $25 million; 0.15% on premiums from $25-$50 million; 0.05% on premiums from $50-$250 million; 0% on premiums over $250 million. No minimum premium tax. Maximum premium tax of $200,000.

No 1 0

Premium tax of 0.05% pursuant to Section 409 of the IL Ins Code (taxed the same as all domestic/foreign/alien insurers).

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